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Hear! Hear!
Clyde Lee
THE DOCTOR wrote:
> As someone who works in the securities industry I would really
> encourage
> everyone to find a different forum for compliments/disputes.......good
>
> or bad this is why regulators provide an avenue to examine and address
>
> these issues.
>
> The State of Florida...as well as the CFTC and SEC all provide an
> opportunity to complain and examine these issues. The states
> themselves
> are especially active in examining issues related to "professional"
> advice. They are the regulator of last course when it is unclear if
> the
> SEC or CFTC is involved(Generally it is not the SEC because almost
> everyone avoids securities because the SEC guidelines are so narrow).
>
> Take it to the correct forum.
Attachment Converted: "c:\eudora\attach\vcard11.vcf"
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