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As someone who works in the securities industry I would really encourage
everyone to find a different forum for compliments/disputes.......good
or bad this is why regulators provide an avenue to examine and address
these issues.
The State of Florida...as well as the CFTC and SEC all provide an
opportunity to complain and examine these issues. The states themselves
are especially active in examining issues related to "professional"
advice. They are the regulator of last course when it is unclear if the
SEC or CFTC is involved(Generally it is not the SEC because almost
everyone avoids securities because the SEC guidelines are so narrow).
Take it to the correct forum.
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