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Hi Don:
I trade for my mother through TD Greenline, a Canadian brokerage firm, part
of TD Bank. For this I have to sign a certain document which allows me to
have trading authority. However, I do not have power of attorney, that is,
if she has to take money out, SHE would have to contact the brokerage firm
DIRECTLY.
If I charge my mother a certain fee, I may have to be registered. But
since I don't, the brokerage firm has never demanded that I be registered.
Regards,
Wong
ps: members who are lawyers out there, please correct me if I'm wrong.
Much appreciated.
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At 09:58 PM 04/22/99 -0700, Don C wrote:
>What are the rules on trading other people's accounts?
>(With their permission, of course.)
>Does one need to be registered or something?
>
>donc
>
>
>
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