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Don,
I trade both my own account, and the account of a friend. The brokerage
made me sign a slip that I was exempt from registering as a CTA "because I
did not hold myself out to be a CTA and did not advice more than 13 people."
I am compensated (commission) for the trades I make for my friend.
Doug
> -----Original Message-----
> From: Don C [mailto:countach@xxxxxxxxxxxxxxxx]
> Sent: Thursday, April 22, 1999 9:59 PM
> To: omega-list@xxxxxxxxxx
> Subject: Family Trading
>
>
> What are the rules on trading other people's accounts?
> (With their permission, of course.)
> Does one need to be registered or something?
>
> donc
>
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