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Mark,
I've only been registered with the NFA since 1975, so I'm still trying to
understand it all. Plus, these damn auditors keep showing up, every year,
at my doorstep and the NFA has been "all over" my site since day one. Next
week, I will obtain my next "license to steal": Series 66 registration.
Please comment on what I can and can not do with this "ticket". Mostly, I
want to know how to take advantage of the public.
Steve Karnish
Cedar Creek Trading
http://www.abbracadabra.com/cybercast/
----- Original Message -----
From: Mark Brown <markbrown@xxxxxxxxxxxxx>
To: <realtraders@xxxxxxxxxxxxxxx>
Sent: Friday, December 17, 1999 8:45 AM
Subject: [RT] Re[2]: Re: Obtaining a CTA License
> Hello Steve,
>
> Friday, December 17, 1999, 10:36:46 AM, you wrote:
>
> SK> Mark,
>
> >> There is a PUBLISHING CTA - which has no Series 3 license and not much
> >> moral responsibility than any other private individual on earth.
> >>
>
> SK> Since you are giving out "advice" about registration, I thought I
might jump
> SK> in and clarify a point. You can have a Series 3 license and be a
publishing
> SK> CTA (I are both).
>
> This is a first for me an a combination I didn't think of. So I guess
> the NFA sees no conflict with you making un substantiated claims about
> performance and then executing those advisory trades to get
> commissions? I would be surprised if they just haven't caught on yet
> if that is the case (not saying it is).
>
>
> SK> How about registration to control non-registered
> SK> individuals who give out false information about registration?
>
> Err .. that would be fine with me since it would no way effect me. See
> I'm registered with the NFA. Hope you paid more attention to detail as
> far as meeting NFA regulations concerning claims of profitability on
> your web site than you did with assuming I'm not registered.
>
>
>
> SK> Reeking with havoc,
>
> SK> Steve Karnish
> SK> Cedar Creek Trading
>
>
>
>
> --
> Best regards,
> Mark Brown mailto:markbrown@xxxxxxxxxxxxx
>
>
>
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