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Hello Steve,
Friday, December 17, 1999, 10:36:46 AM, you wrote:
SK> Mark,
>> There is a PUBLISHING CTA - which has no Series 3 license and not much
>> moral responsibility than any other private individual on earth.
>>
SK> Since you are giving out "advice" about registration, I thought I might jump
SK> in and clarify a point. You can have a Series 3 license and be a publishing
SK> CTA (I are both).
This is a first for me an a combination I didn't think of. So I guess
the NFA sees no conflict with you making un substantiated claims about
performance and then executing those advisory trades to get
commissions? I would be surprised if they just haven't caught on yet
if that is the case (not saying it is).
SK> How about registration to control non-registered
SK> individuals who give out false information about registration?
Err .. that would be fine with me since it would no way effect me. See
I'm registered with the NFA. Hope you paid more attention to detail as
far as meeting NFA regulations concerning claims of profitability on
your web site than you did with assuming I'm not registered.
SK> Reeking with havoc,
SK> Steve Karnish
SK> Cedar Creek Trading
--
Best regards,
Mark Brown mailto:markbrown@xxxxxxxxxxxxx
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