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I'm surprised they didn't run for Congress. They seem to have all the right
credentials.
----- Original Message -----
From: "Mark Brown" <markbrown@xxxxxxxxxxxxx>
To: "Ian Waugh" <ianwaugh@xxxxxxxxxxxxxxxxxxx>
Cc: "Omega" <omega-list@xxxxxxxxxx>
Sent: Friday, May 31, 2002 9:58 AM
Subject: Re: The TGTBT System
> Hello Ian,
>
> 0088596 TRADERS INTERNATIONAL INC C.R.2-10 - RECORDKEEPING FCMS/IBS
> C.R.2-2(a) - CHEAT,FRAUD DECEIVE CUSTOMERS
> C.R.2-2(h) - EMBEZZLE/STEAL CUSTOMER PROPERTY
> C.R.2-4 - HIGH STDS. OF COMMERCIAL HONOR
> C.R.2-5 - FAILURE TO COOPERATE W/ NFA
> F.R.Section 1 - ADJUSTED NET CAPITAL REQ. FOR FCMS
> F.R.Section 4 - FCM/IB MUST COMPLY W/ FIN REQMT
>
> Below is a list of the rules involved in the case for this respondent.
> FAILURE TO SEGREGATE CUSTOMER FUNDS
> MINIMUM FINANCIAL REQUIREMENTS
> FAILURE TO KEEP PROPER BOOKS AND RECORDS
> MINIMUM FINANCIAL REQUIREMENTS FCMS/IBS
> CUSTOMER FUNDS TO BE SEGREGATED
> INVESTMENT OF CUSTOMER FUNDS
> INTEREST ON CUSTOMER FUNDS
> APPRAISAL OF OBLIGATIONS PURCHASED
> BOOKS/RECORDS: KEEPING/INSPECTION
> SEGREGATED ACCTS/DAILY COMP & REC
>
> Action Types Summary
> NFA ID Respondent Action Types
> 0003758 BASHAM, DEBRA L 911-02 FINANCIAL
> 911-05 GENERAL CONDUCT
> 911-06 OFFICE RECORDKEEPING
> 911-08 SALES PRACTICE
> 0026007 ZIEGLER, TERRY R 911-02 FINANCIAL
> 911-05 GENERAL CONDUCT
> 911-06 OFFICE RECORDKEEPING
> 911-08 SALES PRACTICE
> 0060201 GREENBAUM, JAMES D 911-02 FINANCIAL
> 911-05 GENERAL CONDUCT
> 911-06 OFFICE RECORDKEEPING
> 911-08 SALES PRACTICE
> 0088596 TRADERS INTERNATIONAL INC 911-02 FINANCIAL
> 911-05 GENERAL CONDUCT
> 911-06 OFFICE RECORDKEEPING
> 911-08 SALES PRACTICE
>
>
> IW> Did anyone read the Quick Scan in Jan's TASC (page 70) for
> IW> www.tradersinternational.net? Is it me or are some of these "reviews"
> IW> becoming more like advertorials? They said the price was not provided
> IW> yet they obviously talked to the guy behind it. The price is actually
> IW> $4K so no wonder they didn't mention it...
>
> IW> Anyway, the system seems to boast no losing days... If you send them
an
> IW> email, they will send you a PowerPoint demonstration (I can forward
this
> IW> to anyone who is interested). The system seems to use a Stochastic and
a
> IW> MACD (both customised, of course) and maybe candlesticks but that's
> IW> about it.
>
> IW> Can anyone see such a successful a methodology in this?
>
> IW> Cheers,
> IW> Ian
>
>
>
> --
> Best regards,
> Mark mailto:markbrown@xxxxxxxxxxxxx
>
>
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