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Hello Ian,
0088596 TRADERS INTERNATIONAL INC C.R.2-10 - RECORDKEEPING FCMS/IBS
C.R.2-2(a) - CHEAT,FRAUD DECEIVE CUSTOMERS
C.R.2-2(h) - EMBEZZLE/STEAL CUSTOMER PROPERTY
C.R.2-4 - HIGH STDS. OF COMMERCIAL HONOR
C.R.2-5 - FAILURE TO COOPERATE W/ NFA
F.R.Section 1 - ADJUSTED NET CAPITAL REQ. FOR FCMS
F.R.Section 4 - FCM/IB MUST COMPLY W/ FIN REQMT
Below is a list of the rules involved in the case for this respondent.
FAILURE TO SEGREGATE CUSTOMER FUNDS
MINIMUM FINANCIAL REQUIREMENTS
FAILURE TO KEEP PROPER BOOKS AND RECORDS
MINIMUM FINANCIAL REQUIREMENTS FCMS/IBS
CUSTOMER FUNDS TO BE SEGREGATED
INVESTMENT OF CUSTOMER FUNDS
INTEREST ON CUSTOMER FUNDS
APPRAISAL OF OBLIGATIONS PURCHASED
BOOKS/RECORDS: KEEPING/INSPECTION
SEGREGATED ACCTS/DAILY COMP & REC
Action Types Summary
NFA ID Respondent Action Types
0003758 BASHAM, DEBRA L 911-02 FINANCIAL
911-05 GENERAL CONDUCT
911-06 OFFICE RECORDKEEPING
911-08 SALES PRACTICE
0026007 ZIEGLER, TERRY R 911-02 FINANCIAL
911-05 GENERAL CONDUCT
911-06 OFFICE RECORDKEEPING
911-08 SALES PRACTICE
0060201 GREENBAUM, JAMES D 911-02 FINANCIAL
911-05 GENERAL CONDUCT
911-06 OFFICE RECORDKEEPING
911-08 SALES PRACTICE
0088596 TRADERS INTERNATIONAL INC 911-02 FINANCIAL
911-05 GENERAL CONDUCT
911-06 OFFICE RECORDKEEPING
911-08 SALES PRACTICE
IW> Did anyone read the Quick Scan in Jan's TASC (page 70) for
IW> www.tradersinternational.net? Is it me or are some of these "reviews"
IW> becoming more like advertorials? They said the price was not provided
IW> yet they obviously talked to the guy behind it. The price is actually
IW> $4K so no wonder they didn't mention it...
IW> Anyway, the system seems to boast no losing days... If you send them an
IW> email, they will send you a PowerPoint demonstration (I can forward this
IW> to anyone who is interested). The system seems to use a Stochastic and a
IW> MACD (both customised, of course) and maybe candlesticks but that's
IW> about it.
IW> Can anyone see such a successful a methodology in this?
IW> Cheers,
IW> Ian
--
Best regards,
Mark mailto:markbrown@xxxxxxxxxxxxx
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