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The uptick rule doesn't apply to SPY short trades. Can't comment
on the others.
----- Original Message -----
From: "james vaughn" <drjamesvaughn@xxxxxxxxxxx>
To: <omega-list@xxxxxxxxxx>
Sent: Wednesday, March 28, 2001 7:34 AM
Subject: NO UPTICK REQUIRED
> is an uptick required to execute a short on SPY, sp500 depository receipts,
> on the amex? if not required, then is the exclusion of the uptick rule for
> shorts cover all traded depository receipts,( ETF, exchange traded funds)?
>
> Dr. Vaughn
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