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PureBytes Links
Trading Reference Links
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1. Yes "Corporations Law" Mainly Ch 8
2. ASIC (Australian Securities & Investment Commission) Yes,,,,,, except in
certain
cirumstances
3. Yes, but can be complicated unless an "exempted individual"
4. More likely in the SPI can be gappy.
5. Minimal if any,,,,,,with the right broker you can get a good deal and
be looked after very well!!
Cheers
Stephen
"simpleman not superman"
We may be on the bottom of the world but we are always a day ahead!!
02:16 Friday Morning!!
Mark Brown wrote:
> A few questions for our Australian Traders,
>
> 1.)Does Australia have something in the way of regulations like here in the
> US for futures traders?
>
> 2.)Namely NFA and CFTC requirements that one be registered and or a member
> to handle clients accounts?
>
> 3.)Also are there exceptions to the rule's - example in the US a person can
> manage money if the numbers of both are limited.
>
> 4.)Do you guys experience big slippage in liquid markets like your bonds?
>
> 5.)Would a member of the SFE have any advantages trading off floor as
> opposed to a non member doing the same?
>
> Thanks a bunch,
> Mark
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