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Check the people because the scammers change companies like they change
clothes.
Earl
----- Original Message -----
From: <jvc689@xxxxxxx>
To: <realtraders@xxxxxxxxxxxxxxx>
Cc: <ketayun@xxxxxxxxxxxxx>; <e-mini_traders_anon@xxxxxxxxxxxxxxx>
Sent: Sunday, September 21, 2003 8:03 AM
Subject: : [RT] Caveat Emptor/Rosenthal clearong agent
> Dear Kate,
>
> The CFTC, NFA and SEC have sites where they archive companies and people
> they have disciplined and fined. They could be good for starters.
>
> They also can provide the number of complaints that were made if any.
>
> Sincerely,
>
> John
>
> > Hi,
> >
> > I was wondering if there was anyway to check the reputation of Rosenthal
> > Collins clearing agent?
> >
> > Thank you,
> >
> > Kate
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