[RT] IB and $230,000 Fine

["FXTrader" <fxtrader@xxxxxxxxxxx>]

<font size=2 color=black
face=Arial><span style='font-size:10.0pt;mso-bidi-font-size:12.0pt;font-family:
Arial'>That is a hefty sum of money. The question I would be asking is this: How
does this affect their financial solvency? B/D&#8217;s that have become insolvent in
the past proved to be a mess. It can take months for traders to gain access to
their accounts. No, the NASD will not close your position out for you. Someone trading
at this firm should ask for a recent balance sheet and how they are going to
pay the fine. I know they are not self-clearing, but insolvency can still be a
real problem.

<font size=2 color=black
face=Arial><span style='font-size:10.0pt;mso-bidi-font-size:12.0pt;font-family:
Arial'> 

<font size=2 color=black
face=Arial><span style='font-size:10.0pt;mso-bidi-font-size:12.0pt;font-family:
Arial'>Investor Beware ?????  Heard
that before?

<font size=2 color=black
face=Arial><span style='font-size:10.0pt;mso-bidi-font-size:12.0pt;font-family:
Arial'> 

<font size=2 color=black
face=Arial><span style='font-size:10.0pt;mso-bidi-font-size:12.0pt;font-family:
Arial'>Rich C.







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