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[RT] Individual Stocks and Narrow-Based Indexes to Register Proposed Rule Changes



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Commission Adopts Rules for Futures Markets Trading Futures on 
Individual Stocks and Narrow-Based Indexes to Register and File 
Proposed Rule Changes
FOR IMMEDIATE RELEASE

2001-84

Washington, D.C., August 14, 2001 – On August 13, 2001, the 
Commission adopted new rules and amended existing rules to implement 
provisions in the Commodity Futures Modernization Act of 2000 that 
allow futures markets to register as national securities exchanges by 
filing a written notice with the Commission and to file proposed rule 
changes using an expedited process. The Commodity Futures 
Modernization Act of 2000 authorizes trading of futures on individual 
stocks and narrow-based stock indexes. Trading between eligible 
contract participants on a principal-to-principal basis may begin as 
early as August 21, 2001. The new rules and amendments will be 
effective upon publication in the Federal Register. 

  



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