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RT:
Try this site out, I think this is what your looking for.
http://www.thectr.com/cfecat.html
charley
----- Original Message -----
From: Steve McGuire <netvest@xxxxxxxxx>
To: <realtraders@xxxxxxxxxxxxxxx>
Cc: <realtraders@xxxxxxxxxxxxxxx>
Sent: Friday, December 17, 1999 5:31 AM
Subject: [RT] Re: Obtaining a CTA License
> Call the NFA at 800-621-3570 for information. CTA registration and the
NASD
> have nothing to do with each other. The NFA (and CFTC) handle futures and
the
> NASD covers securities.
>
> James Taylor wrote:
>
> > Can anyone tell me if there is a way to obtain a CTA license without
having
> > worked for a NASD registered trading firm in the past ?
> >
> > I wish to take my series 3 and apply for my CTA, but have not worked for
a
> > trading firm in the past. I am an experienced, well read, trader who
has
> > been working in another line of work as my primary profession.
> >
> > Otherwise, are there any CTA firms reading this who would consider
> > sponsoring me in return for trading services. I have an account
> > established at Audittrade that can be reviewed for trade history, and I
> > have a backtested discretionary trading system/procedures (combined with
> > automated filters) that I guarantee you would be very interested in
seeing.
> >
> > Thanks in advance,
> > James
>
>
>
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