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Re: REGULATORY AGENCY?



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Hum, could this be a pre-cursor to Y2K?
Kohath

----- Original Message ----- 
From: charles meyer <chmeyer@xxxxxxxx>
To: REAL TRADERS <realtraders@xxxxxxxxxxxx>
Sent: Wednesday, September 01, 1999 7:46 AM
Subject: REGULATORY AGENCY?


> Group:
> 
> Has this ever happened to anyone with a mutual fund company?
> You close your account but the incorrect proceeds are wired to
> your bank?  That is to say, my records show that I am owed 
> $4+ than what was wired.  My account is currently being audited
> because as of yesterday I have not been provided an adequate
> explanation for the difference even though there does not appear
> to be any discrepancy in dates, funds, prices, cost or proceeds.  
> This is a first time occurance for me and I am obviously confused
> and troubled.  I like to anticipate and have back-ups for potential
> problems and was wondering if anyone could point me to the
> correct regulatory agency.  It's hard to believe the company is
> trying to stiff me over such a small sum and on a small account.
> Thanks for any heads-up if this is not resolved to my satisfaction.
> 
> Charles
> 
>