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<DIV><EM>Anyone considering choosing a new broker should check out the NFA
Website at <A
href="http://www.nfa.futures.org";>http://www.nfa.futures.org</A></EM></DIV>
<DIV> </DIV>
<DIV><EM>I just checked, after the fact of course, to see if there had been any
regulatory concerns with certain individuals I had dealt with and had
problems. Not only did I see that there had been CFTC Reparations cases
against the individuals but there was also an NFA Regulatory action against the
CEO of the firm. What I found even more interesting was that this
individual was suspended from NFA membership for 1 year effective October of
1998. Is it possible that he now heads a brokerage firm even though his
NFA membership was suspended??</EM></DIV>
<DIV> </DIV>
<DIV><EM>Gary</EM></DIV>
<DIV> </DIV>
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</x-html>From ???@??? Fri May 07 08:25:44 1999
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Date: Fri, 07 May 1999 08:15:09 -0700
Reply-To: ericrogers@xxxxxxxxxxxxx
Sender: owner-realtraders@xxxxxxxxxxxxxx
From: "Norman E. Phair" <ericrogers@xxxxxxxxxxxxx>
To: RealTraders Discussion Group <realtraders@xxxxxxxxxxxxxx>
Subject: A little bit of levity
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THIS IS A JOKE, THIS IS AN OF TOPIC SUBJECT. IF YOU DO
NOT HAVE A SENSE OF HUMOR HIT YOUR DELETE BUTTON NOW.
DO NOT COMPLAIN LATER.
Sitting on the side of the highway waiting to catch
speeding drivers, a
State Police Officer sees a car puttering along at 22
MPH. He thinks to
himself, "This driver is just as dangerous as a
speeder!" So he turns on
his lights and pulls the driver over. Approaching the
car, he notices that
there are five very old ladies - two in the front seat
and three in the
back - wide-eyed and white as ghosts. The driver,
obviously confused, says
to him, "Officer, I don't understand. I was doing
exactly the speed limit!
What seems to be the problem?" "Ma'am," the office
replies, "You weren't
speeding but you should know that driving slower than
the speed limit can
also be a danger to other drivers." "Slower than the
speed limit? No sir, I
was doing the speed limit exactly... Twenty-Two miles
per hour!" the old
woman says, a bit proudly. The State Police officer,
trying to contain a
chuckle explains to her that "22" was the route number,
not the speed
limit. A bit embarrassed, the woman grinned and thanked
the officer for
pointing out her error. "But before I let you go,
Ma'am, I have to ask...
Is everyone in this car ok? These women seem awfully
shaken and they
haven't muttered a single peep this whole time," the
officer asks. "Oh,
they'll be all right in a minute, officer. We just got
off Route 119."
------
Norman E.
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