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Re: GEN: Compliance Problems



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I'm a bit puzzeled that I sent this several hours ago yet it has not
been posted yet...

In any event, Since I asked this question, I have been able to find out
the NFA number and have had about 6 converstaions with Lind-Waldock.

I have also made an informal complaint to the NFA.

---just curious however. why am I still waiting to receive a copy of my
own e-mail, below, after several hours? I'm getting other RT e-mail....I
guess I'm testing after a fashion, is mine going thru or not?

--PJS



Patrick Slevin wrote:
> 
> I'm having a problem with Lind-Waldock
> 
> Does anyone know the number for complaints at the CME or how I make a
> fowmal complaint?
> 
> Thanks in advance.
> 
> --PJS