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PureBytes Links
Trading Reference Links
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Go the NFA website. He must have Series 3 certification and operating as a
CTA (Commodity Trading Advisor), CPO (Commodity Pool Operator) or an IB
(Introducing Broker). However there are other rules that apply. The NFA
(National Futures Association) site is: www.nfa.futures.org . If you wish to
file a complaint jump to this page:
http://www.nfa.futures.org/basic/welcome.asp .
Mike.
-----Original Message-----
From: Rich Tuchow [mailto:rtuchow@xxxxxxxxxxxxxxx]
Sent: Friday, October 26, 2001 2:13 PM
To: omega-list@xxxxxxxxxx
Subject: Filing a complaint
Could someone point me in the right direction for registering a complain on
a individual dispensing commodity trading advice? I cannot tell from their
website whether they are a registered CTA or not. I went to the CFTC
website but from what I could tell it looks like you can only file a
complaint with the CFTC if they are registered.
Any help would be appreciated.
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