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I refer you to the S-1 Registration Statement, filed with the SEC on
7/1/97 by Omega Research and viewable at:
http://www.sec.gov/Archives/edgar/data/1042814/0000950170-97-000871.txt
The following excerpt is taken from that documentation (this is public
information):
Of the 3,700,000 shares of Common Stock offered hereby, 2,600,000
shares
are being sold by Omega Research, Inc. ("Omega Research" or the
"Company") and
1,100,000 shares are being sold by the Selling Shareholders. See
"Principal and
Selling Shareholders." The Company will not receive any of the proceeds
from the
sale of the shares being sold by the Selling Shareholders. Prior to this
offering, there has been no public market for the Common Stock of the
Company.
It is currently estimated that the initial public offering price will be
between
$10.00 and $12.00 per share. See "Underwriting" for information relating
to the
method of determining the initial public offering price. Application
will be
made to list the Common Stock on the Nasdaq National Market under the
symbol
"OMGA."
<snip>
PRINCIPAL AND SELLING SHAREHOLDERS
The following table sets forth certain information regarding the
beneficial
ownership of Common Stock as of July 21, 1997, and as adjusted for the
sale of
the shares offered hereby, by (i) each shareholder of the Company who
beneficially owns more than 5% of the Common Stock, (ii) each director
of the
Company, (iii) each Named Executive Officer, and (iv) all directors and
executive officers of the Company as a group. Except as otherwise
described in
the footnotes below, the Company believes that the beneficial owners of
the
Common Stock listed below, based on information provided by such owners,
have
sole investment and voting power with respect to such shares. The
address of
each person who beneficially owns more than 5% of the Common Stock is
the
Company's principal executive office.
<TABLE>
<CAPTION>
SHARES SHARES
BENEFICIALLY
OWNED BENEFICIALLY OWNED
EXECUTIVE OFFICERS, PRIOR TO
OFFERING(1) AFTER OFFERING (1) (2)
DIRECTORS AND ----------------------
NUMBER OF ----------------------------
5% SHAREHOLDERS NUMBER PERCENT SHARES
OFFERED(2) NUMBER PERCENT
- ---------------------------- ------------ -------
----------------- ---------- -------
<S> <C> <C>
<C> <C> <C>
William R. Cruz 9,740,000(3) 50.0%
550,000 9,190,000 41.6%
Ralph L. Cruz 9,740,000(4) 50.0
550,000 9,190,000 41.6
Peter A. Parandjuk -- --
-- -- --
Salomon Sredni -- --
-- -- --
Marc J. Stone -- --
-- -- --
All executive officers and
directors as a group
(5 persons)(5) 19,480,000 100%
1,100,000 18,380,000 83.2%
So, don't say it ain't so. It is!
Allan
_______________________________________________________
Ron Augustine wrote:
>
>
> Not true! -- On any IPO, the shares held by the Directors, Owners, Officers,
> etc. are embargoed from being traded for anywhere from 6 to 18 months after
> the IPO date.
>
> 80% of the Omega Stock is privately held -- if you're tracking the big $$$
> losers, that's where you'll find them...
>
> ------------------------------------
> At 04:36 pm 1/6/98 -0700, you wrote:
>
> >BTW, don't overlook the fact that the original IPO at ~$11 included a
> >chunk of the Cruz boys' stock. They've already been to the bank.
> >
> >Allan
>
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